Brokerage Operations

Taster Hub

Part 1

This preview includes:
– Definition of Brokerage Operations
– Principle Type of Accounts
– Anti-Money Laundering

About The Course

In the Brokerage Operations course, you will gain a good understanding of the trade lifecycle and how the trade settlement process relates to other parts of the broker dealer, such as finance and regulatory reporting.

“The Brokerage Operations Course provided me with a deeper knowledge of operations areas that I will need in my role while serving my firm’s operations department.”

– NYIF Alum ’17, Brokerage Operations

About NYIF

The New York Institute of Finance (NYIF) is a global leader in professional training for financial services and related industries. NYIF courses cover everything from investment banking, asset pricing, insurance and market structure to financial modeling, treasury operations, and accounting. The New York Institute of Finance has a faculty of industry leaders and offers a range of program delivery options, including self-study, online courses, and in-person classes. Founded by the New York Stock Exchange in 1922, NYIF has trained over 250,000 professionals online and in class, in over 120 countries.

See all of NYIF’s training and qualifications here.

Questions or Comments?